Richard Lee is a CFA, CFP-designated registered investment advisor at Lee Financial Company, LLC, based in Dallas, TX, with 38 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 7 more. Their firm serves 443 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $20.0M | 0.75% |
| $20.0M - $30.0M | 0.50% |
| $30M+ | 0.35% |
Lee Financial Company typically charges the greater of an annual minimum fee or a percentage of assets. Fees are negotiable based on factors such as anticipated future earnings, additional assets, account complexity, and pre-existing relationships.
Fee Estimator
Contact
Richard Lee
Location
8350 N. Central Expressway, Suite 1800, Dallas, TX, 75206
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2010Customer Dispute
June 2010Customer Dispute
May 2010Other Business Activities
Richard is on the board of directors of Wynne/Jackson Inc., a real estate development firm, and is compensated for his services. However, he has not devoted any time to this board in several years.
Employment History
Current Registrations
Lee Financial Company, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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