Tamara Stein is a registered investment advisor, based in Chicago, IL, with 22 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History (1)
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Customer Dispute
February 2014Denied
Other Business Activities
Tamara is involved with Feinberg Stein Financial Services, LLC, an administrative services company related to the RIA practice.
Employment History
Current Registrations
Hightower Advisors, LLC
December 2015 - Present · 10 yrs 7 mos
Hightower Securities, LLCBroker
December 2015 - Present · 10 yrs 7 mos
Previous Registrations
Morgan Stanley
May 2011 - December 2015 · 4 yrs 7 mos
Morgan StanleyBroker
May 2011 - December 2015 · 4 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2010 · 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2010 · 8 mos
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO., Incorporated
April 2007 - January 2008 · 9 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - January 2008 · 9 mos
Morgan Stanley
January 2002 - April 2007 · 5 yrs 3 mos
Morgan Stanley Dw INC.Broker
June 2001 - April 2007 · 5 yrs 10 mos
State Registrations12 states
AZCAFLHIILINMANVPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.