William Smith
William Smith is a registered investment advisor at Walser Wealth Management Company, a Limited Liability Company, based in Tampa, FL, with 7 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 677 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Walser Wealth's investment advisory fees are based on the average daily market value of your investments, paid monthly. The maximum fee is 1.25%. Fees may be negotiable. There is a $1,000 minimum fee for all accounts. If Walser Wealth uses other investment advisory firms as sub-advisors/co-managers, their fees are included in Walser Wealth’s fee schedule.
Location
111 W. Oak Avenue, Ste 450, Tampa, FL, 33602
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Walser Wealth Management Company, a Limited Liability Company
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Fisher Investments
Suntrust Securities, INC.Broker
The Huntington Investment CompanyBroker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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