Harold Hilliard
Harold Hilliard is a registered investment advisor at Cetera Investment Advisers LLC, based in Fairfield, CA, with 23 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3700 Hilborn Rd, Suite 300, Fairfield, CA, 94534
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harold sells equity indexed annuities through Avantax Insurance Agency LLC and other entities, dedicating about 10-20% of his time to this. He also holds positions at Emerge Financial and manages rental property, spending minimal time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Capital Brokerage CorporationBroker
Assetmark Capital CorporationBroker
1st Global Advisors INC
1st Global Capital CORP.Broker
Assetmark Capital CorporationBroker
State Registrations8 states
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