James Lee is a registered investment advisor at Lee-Kelleher Wealth Management, based in Fulton, MD, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 133 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LKWM charges an annual advisory fee for managing your investments, calculated and paid monthly based on the value of your portfolio. The fee is negotiable but will not exceed 1.25% per year. If you also engage LKWM for financial planning or consulting, this will be reflected in the negotiated fee.
Location
Fulton, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an advisory board member for Adoptions Together, a non-profit organization that helps people find adopting families. He dedicates minimal time per month to supporting the organization through awareness and fundraising.
Employment History
Current Registrations
Lee-Kelleher Wealth Management
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.