JF
JF

Joseph Ferraro

25 Years of Experience
Newark, NJ
Broker

Joseph Ferraro is a registered investment advisor at Pgim Investments LLC, based in Newark, NJ, with 25 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
April 2007 - Present · 19 yrs 3 mos
Prudential Investment Management Services LLC
March 2007 - Present · 19 yrs 4 mos
Prudential Investment Management Services LLCBroker
March 2007 - Present · 19 yrs 4 mos
Previous Registrations
Ryan Beck & CO.
November 2006 - March 2007 · 4 mos
Ryan Beck & CO.Broker
November 2006 - March 2007 · 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2004 - November 2006 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - November 2006 · 2 yrs 5 mos
Credit Suisse Asset Management Securities, INC.Broker
June 2002 - June 2004 · 2 yrs
Prudential Investment Management Services LLCBroker
August 2000 - November 2001 · 1 yr 3 mos
Metlife Securities INC.Broker
April 2000 - July 2000 · 3 mos
Metropolitan Life Insurance CompanyBroker
April 2000 - July 2000 · 3 mos
Nylife Securities INC.Broker
August 1998 - March 1999 · 7 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Ferraro - Financial Advisor | TrueAdvisor