Charles Pickett is a registered investment advisor, based in Paducah, KY, with 27 years of industry experience.
Location
100 Fountain Ave Ste 404, Paducah, KY, 42001-2725
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles receives renewal commissions as an Investment Advisor Representative since 2007. This activity is not investment-related and takes a few hours per week.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
May 2018 - Present · 8 yrs
Allstate Financial Services, LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
Cetera Advisor Networks LLC
September 2015 - June 2018 · 2 yrs 9 mos
Cetera Advisor Networks LLCBroker
September 2013 - June 2018 · 4 yrs 9 mos
Walnut Street Securities, INC.Broker
October 2007 - September 2013 · 5 yrs 11 mos
New England SecuritiesBroker
August 1998 - August 2007 · 9 yrs
State Registrations10 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.