AT
CFP
AT
CFP

Andrew Thompson

25 Years of Experience
Rapid City, SD
1 DisclosureBroker

Andrew Thompson is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Rapid City, SD, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

219 Founders Park Drive, Suite 2, Rapid City, SD, 57701

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
Other Business Activities

Andrew is on the Finance/Investment Committee for Blessed Sacrament Catholic Church and an Advisory Board member for the South Dakota Investment Council. He is also an independent contractor for Thompson & Co. Wealth Management, taking about a quarter to half of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2024 - Present · 1 yr 11 mos
Raymond James Financial Services Advisors, INC
August 2024 - Present · 1 yr 11 mos
Previous Registrations
LPL Financial LLC
July 2008 - September 2024 · 16 yrs 2 mos
LPL Financial LLCBroker
July 2006 - September 2024 · 18 yrs 2 mos
Financial Network Investment CorporationBroker
May 2002 - July 2006 · 4 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
August 2000 - June 2002 · 1 yr 10 mos
State Registrations40 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.