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Robert Wood

27 Years of Experience
Richmond, VA
Broker

Robert Wood is a registered investment advisor at Raymond James & Associates, INC., based in Richmond, VA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5820 Patterson Ave., Suite 100, Richmond, VA, 23226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2014 - Present · 12 yrs
Raymond James & Associates, INC.Broker
May 2014 - Present · 12 yrs
Previous Registrations
Wells Fargo Advisors, LLC
January 2003 - May 2014 · 11 yrs 4 mos
Wells Fargo Advisors, LLCBroker
January 2003 - May 2014 · 11 yrs 4 mos
Prudential Securities Incorporated
January 1999 - January 2003 · 4 yrs
Prudential Securities IncorporatedBroker
July 1998 - January 2003 · 4 yrs 6 mos
State Registrations26 states
AZCACOCTFLGAILKSKYLAMAMDMIMNNCNENHNJNYOHORPASCTNTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Robert Wood - Financial Advisor | TrueAdvisor