Alan Taxman
Alan Taxman is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Clayton, MO, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
7676 Forsyth Blvd, Clayton, MO, 63105
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2013Customer Dispute
March 2008Customer Dispute
June 2002Other Business Activities
Alan is a committee member for B'Nai Amoona Congregation, a non-profit charitable organization, since 2017. He spends about 10-20% of his time seeking capital improvement donations for the synagogue.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.