DG
DG

David Gangi

28 Years of Experience
Voorhees, NJ
1 DisclosureBroker

David Gangi is a registered investment advisor at Ameriprise Financial Services, LLC, based in Voorhees, NJ, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1105 Laurel Oak Road, Suite 142, Voorhees, NJ, 08043

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Denied
Other Business Activities

David is involved in outside employment with Albert P. Brocious, Jr. since 2018. This takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2002 - Present · 24 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 1998 - Present · 28 yrs 3 mos
Ameriprise Financial Services, LLC
July 1998 - Present · 28 yrs 3 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 1998 - July 2006 · 8 yrs
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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