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Scott Sanders

27 Years of Experience
Fort Myers, FL
3 DisclosuresBroker

Scott Sanders is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Myers, FL, with 27 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

14311 Metropolis Ave Ste 205, Fort Myers, FL, 33912

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018
Award / Judgment
Customer Dispute
May 2018
Denied
Customer Dispute
November 2008
Closed-No Action
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2018 - Present · 7 yrs 5 mos
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
February 2009 - December 2018 · 9 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2009 - December 2018 · 9 yrs 11 mos
Wachovia Securities, LLCBroker
January 2008 - January 2009 · 1 yr
Wachovia Securities, LLC
January 2008 - January 2009 · 1 yr
A. G. Edwards & Sons, INC.
July 1998 - January 2008 · 9 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
July 1998 - January 2008 · 9 yrs 6 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.