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Scott Sanders

28 Years of Experience
Fort Myers, FL
3 DisclosuresBroker

Scott Sanders is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Myers, FL, with 28 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

14311 Metropolis Ave Ste 205, Fort Myers, FL, 33912

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018
Award / Judgment
Customer Dispute
May 2018
Denied
Customer Dispute
November 2008
Closed-No Action
Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
February 2009 - December 2018 · 9 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2009 - December 2018 · 9 yrs 11 mos
Wachovia Securities, LLC
January 2008 - January 2009 · 1 yr
Wachovia Securities, LLCBroker
January 2008 - January 2009 · 1 yr
A. G. Edwards & Sons, INC.
July 1998 - January 2008 · 9 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
July 1998 - January 2008 · 9 yrs 6 mos
State Registrations17 states
ARCOFLGAHIILINKYNCNJNMOHPARITNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Scott Sanders - Financial Advisor | TrueAdvisor