Kathy Noll is a registered investment advisor at Morgan Stanley, based in Green Bay, WI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 North Washington Street, Suite 410, Green Bay, WI, 54301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2018 - Present · 8 yrs 2 mos
Morgan Stanley
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
February 2017 - February 2018 · 1 yr
Robert W. Baird & CO. Incorporated
February 2017 - February 2018 · 1 yr
BMO Harris Financial Advisors, INC
September 2014 - February 2017 · 2 yrs 5 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - February 2017 · 4 yrs 6 mos
M&i Financial Advisors, INCBroker
June 1998 - August 2012 · 14 yrs 2 mos
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.