Stephen Gigliotti
Stephen Gigliotti is a registered investment advisor at BMO Nesbitt Burns Securities LTD., based in Toronto, Ontario, with 23 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,086 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $5.0M | 0.55% |
| $5.0M - $10.0M | 0.45% |
| $10M+ | 0.40% |
Standard Management Fees for Balanced and Growth Portfolios. Fees are negotiable. Standard Management Fees for Income Portfolios: - First $500,000: 1.25% - Next $500,000: 0.75% - Next $1 million: 0.50% - Next $3 million: 0.45% - Next $5 million: 0.35% - Over $10 million: 0.30%
Fee Estimator
Location
1 First Canadian Place, 41st Floor, Toronto, Ontario, M5X 1A1
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
BMO Nesbitt Burns Securities LTD.
BMO Nesbitt Burns Securities LTD.
BMO Nesbitt Burns Securities LTD.Broker
Previous Registrations
BMO Harris Financial Advisors, INC
BMO Harris Financial Advisors, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.