David Becker
David Becker is a registered investment advisor at Keystone Wealth Management, based in Waterloo, IA, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The standard annual fee is negotiable depending on the market value of your assets, the type and complexity of services provided, and the level of administration requested.
Fee Estimator
Location
Waterloo, IA
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Regulatory History (1)
Customer Dispute
August 2021Other Business ActivitiesSells Insurance
David is the owner of Keystone Wealth Management, providing financial advisory services, dedicating full-time hours to this role. He is also an agent for Keystone Wealth Management (Fixed Insurance), selling life, annuities, and long-term care insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Keystone Wealth Management
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Edward Jones
Edward JonesBroker
A. G. Edwards & Sons, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.