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Ralph Lemley

59 Years of Experience
Gays Mills, WI
Broker

Ralph Lemley is a registered investment advisor at Lemley Yarling Management CO, based in Gays Mills, WI, with 59 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 15 clients with $14M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
15 clients
Average Client Portfolio
$933K average
Assets Under Management
$14.0M

Fee Structure

Minimum Investment:$200K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

The firm also charges brokerage commissions of $7.50 per transaction, plus 2 cents per share, or less. Alternative fee arrangements may be negotiated with respect to certain accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Gays Mills, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Lemley Yarling Management CO
May 2012 - Present · 14 yrs
Lemley, Yarling & CO.Broker
October 1986 - Present · 39 yrs 7 mos
Previous Registrations
The Chicago CorporationBroker
April 1983 - October 1986 · 3 yrs 6 mos
Wayne Hummer & CO.Broker
September 1966 - April 1983 · 16 yrs 7 mos
State Registrations8 states
CAILKYMNNCNMVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.