Lee Schmertzler
Lee Schmertzler is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Wayland, MA, with 26 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Wayland, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lee is an Investment Advisor Representative at Aegis Retirement Partners since March 2024, spending nearly full-time on this role, including trading. Lee is also an independent insurance agent for various independent insurance companies, but dedicates minimal time to this activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Previous Registrations
Pinnacle Pension Consultants LLC
M Holdings Securities, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
M Holdings Securities, INC.Broker
Nrp Financial, INC.Broker
Ing Financial Advisers, LLCBroker
Commonwealth Financial NetworkBroker
Scudder Financial Services, INC.Broker
Putnam Mutual Funds CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.