Cathleen Lucas is a registered investment advisor at LPL Financial LLC, based in Bozeman, MT, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
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Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
202 W Main St, Bozeman, MT, 59715
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Cathleen operates her LPL business through First Interstate Investment Services since 2016 and uses CJ Designs as a business entity for tax/investment purposes since 2015. She also works for First Interstate Retirement Services and First Interstate Bank, dedicating minimal time to these roles during securities trading.