TM
TM

Thomas Moore

27 Years of Experience
New York, NY
Broker

Thomas Moore is a registered investment advisor at Morgan Stanley, based in New York, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

399 Park Avenue, 12th Floor, New York, NY, 10022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas is a board member for several organizations including Elton John Aides Foundation USA, Bomb Magazine, and Cheetah Conservation Fund. He also serves on the advisory board for Stanford Center on Longevity and Wise Owl Holdings, dedicating minimal time each month to these activities.

Employment History
Current Registrations
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Morgan Stanley
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
First Republic Investment Management, INC.
December 2013 - April 2023 · 9 yrs 4 mos
First Republic Securities Company, LLCBroker
December 2013 - April 2023 · 9 yrs 4 mos
Barclays Capital INC.Broker
May 2009 - December 2013 · 4 yrs 7 mos
Barclays Capital INC.
May 2009 - December 2013 · 4 yrs 7 mos
Alliancebernstein L.P.
May 2002 - May 2009 · 7 yrs
Sanford C. Bernstein & CO., LLCBroker
December 2000 - May 2009 · 8 yrs 5 mos
Sanford C. Bernstein & CO., INC.Broker
June 1998 - December 2000 · 2 yrs 6 mos
State Registrations17 states
CACTDCFLILMAMDMSNCNJNYOHORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.