Brian Kelly
Brian Kelly is a registered investment advisor at LPL Financial LLC, based in Lake Wales, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
137 State Rd 60 W, Lake Wales, FL, 33853
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2021Regulatory
January 2018Customer Dispute
August 2014Other Business ActivitiesSells Insurance
Brian operates Kelly Financial Services as a DBA for his LPL business. He also sells non-variable life insurance and Medicare supplement policies, dedicating about a quarter of his time to this activity. Brian is also involved with Stillwater Real Estate LLC, both in an investment-related capacity and as a real estate rental business, spending about 10-20% of his time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.