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Brian Kelly

LPL Financial LLC
27 Years of Experience
Canton, OH
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Brian Kelly is a registered investment advisor at LPL Financial LLC, based in Canton, OH, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Canton, OH

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
February 2021
Regulatory
January 2018
Final
Customer Dispute
August 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian operates Kelly Financial Services as a DBA for his LPL business. He also sells non-variable life insurance and Medicare supplement policies, dedicating about a quarter of his time to this activity. Brian is also involved with Stillwater Real Estate LLC, both in an investment-related capacity and as a real estate rental business, spending about 10-20% of his time on these activities.

Employment History
Current Registrations
LPL Financial LLC
January 2008 - Present · 18 yrs 9 mos
LPL Financial LLCBroker
January 2008 - Present · 18 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, INC.
January 2000 - January 2008 · 8 yrs
Ameriprise Financial Services, INC.Broker
September 1999 - January 2008 · 8 yrs 4 mos
Ids Life Insurance CompanyBroker
September 1999 - July 2006 · 6 yrs 10 mos
State Registrations9 states
CAFLGAINNCOHPASCWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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