John Joy
John Joy is a registered investment advisor at LPL Enterprise, LLC, based in Indianapolis, IN, with 22 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
8888 Keystone Crossing, Suite 1300, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2006Customer Dispute
April 2003Other Business ActivitiesSells Insurance
John is the President of John Joy Insurance, selling non-variable insurance products since January 2025. This activity takes a few hours per week.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Ifmg Securities, INC.Broker
Ifmg Securities, INC.Broker
Mony Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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