Joseph Ward
Joseph Ward is a CFP-designated registered investment advisor at Brookwood Investment Group, based in St Petersburg, FL, with 18 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,160 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookwood Investment Group's investment management fee is negotiable, up to 2.50% annually, depending on factors like the amount of assets managed, portfolio complexity, and client needs. Fees can be charged using a flat, linear, or tiered percentage structure. Fees are calculated as a percentage of assets under management and assessed quarterly, either in advance or in arrears, as agreed upon. Cash positions are included when calculating the fee.
Location
St Petersburg, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the owner and agent of Suncoast Insurance Solutions, a DBA for Medicare products, since 2015, dedicating about 10-20% of his time. He is also a general agent for Ocean One Insurance Agency, LLC, dealing with property and casualty insurance, since 2022, spending about 10-20% of his time.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Redwood Private Wealth
Belpointe Asset Management LLC
Brokers Financial
Brokers International Financial Services, LLC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Fas Wealth Management Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.