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Robby Tiffee

25 Years of Experience
Little Rock, AR
Broker

Robby Tiffee is a registered investment advisor, based in Little Rock, AR, with 25 years of industry experience.

Location

400 West Capitol Ave, Little Rock, AR, 72201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robby works at Regions Bank providing general customer service for bank products. He is also the president of XI Educational Foundation of Arkansas, dedicating minimal time to providing educational assistance to college students.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2016 - Present · 9 yrs 6 mos
Cetera Investment Services LLCBroker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - December 2015 · 1 yr 11 mos
Cetera Investment Services LLCBroker
June 2013 - December 2015 · 2 yrs 6 mos
Cetera Investment Services LLC
June 2013 - January 2014 · 7 mos
Morgan Keegan & Company, INC.
April 2007 - March 2012 · 4 yrs 11 mos
Morgan Keegan & Company, INC.Broker
April 2007 - March 2012 · 4 yrs 11 mos
Pfic Advisors, INC.
September 2006 - April 2007 · 7 mos
Pfic Securities CorporationBroker
July 2006 - April 2007 · 9 mos
Banc of America Investment Services, INC.
August 2002 - May 2006 · 3 yrs 9 mos
Banc of America Investment Services, INC.Broker
August 2002 - May 2006 · 3 yrs 9 mos
Charles Schwab & CO., INC.
August 1999 - July 2002 · 2 yrs 11 mos
Charles Schwab & CO., INC.Broker
July 1998 - July 2002 · 4 yrs
State Registrations1 state
AR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.