Scott Litner is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2022 - Present · 4 yrs 2 mos
Morgan StanleyBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Western International Securities
October 2021 - March 2022 · 5 mos
Western International Securities, INC.Broker
January 2020 - March 2022 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2016 - January 2020 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2015 - January 2020 · 4 yrs 4 mos
Nomura Securities International, INC.Broker
February 2013 - October 2014 · 1 yr 8 mos
Lazard Capital Markets LLCBroker
January 2009 - December 2012 · 3 yrs 11 mos
Bear, Stearns & CO. INC.Broker
May 2007 - June 2008 · 1 yr 1 mo
J.P. Morgan Securities INC.Broker
June 2001 - May 2007 · 5 yrs 11 mos
Lehman Brothers INC.Broker
December 1998 - June 2001 · 2 yrs 6 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.