Dwayne Tsukasa Shirakura

Infinity Financial Services Advisory

27 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth

Infinity Financial Services Advisory

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

34 advisors

Number of Clients

667 clients

Average Client Portfolio

$225K average

Assets Under Management

$150.1M

Fee Structure

Location

212 9th Street, Suite 202, Oakland, CA, 94607

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

September 2011

Customer Dispute

November 2010

Denied

Customer Dispute

May 2009

Settled

Customer Dispute

April 2007

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Dwayne works as an insurance broker, focusing on fixed insurance sales since 2010. This requires minimal time.

Employment History

Current Registrations

Infinity Financial Services Advisory

April 2020 - Present · 5 yrs 10 mos

Infinity Financial ServicesBroker

October 2011 - Present · 14 yrs 4 mos

Previous Registrations

Infinity Financial Services

October 2011 - December 2020 · 9 yrs 2 mos

Wells Fargo Advisors, LLCBroker

April 2007 - October 2011 · 4 yrs 6 mos

Wells Fargo Advisors, LLC

April 2007 - October 2011 · 4 yrs 6 mos

Wm Financial Services, INC.

February 2006 - April 2007 · 1 yr 2 mos

Wm Financial Services, INC.Broker

February 2003 - April 2007 · 4 yrs 2 mos

Ifmg Securities, INC.Broker

July 2002 - February 2003 · 7 mos

Citicorp Investment Services

June 2002 - June 2002 · 0 mos

Citicorp Investment ServicesBroker

May 2001 - June 2002 · 1 yr 1 mo

Morgan Stanley Dw INC.Broker

June 1998 - May 2001 · 2 yrs 11 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.