Brandon Cox is a registered investment advisor, based in Lakeway, TX, with 27 years of industry experience.
Location
Lakeway, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brandon is a bookseller, a board member for The Chautauqua Fdn Inc, and an advisory representative of a RIA. He also does marketing under the DBA Lakeway Financial Planning, dedicating full-time hours to this, with most of that time spent trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
December 2010 - Present · 15 yrs 5 mos
Cambridge Investment Research, INC.Broker
December 2010 - Present · 15 yrs 5 mos
Previous Registrations
Evolve Securities, INC.Broker
April 2008 - December 2010 · 2 yrs 8 mos
Evolve Investment Advisors
March 2007 - December 2010 · 3 yrs 9 mos
Afs Brokerage, INC.Broker
March 2007 - April 2008 · 1 yr 1 mo
Riverstone Wealth Management
January 2003 - March 2007 · 4 yrs 2 mos
Riverstone Wealth Management, INC.Broker
December 2000 - March 2007 · 6 yrs 3 mos
The Avantus Group, INC.Broker
October 1998 - December 2000 · 2 yrs 2 mos
Waddell & Reed, INC.Broker
July 1998 - October 1998 · 3 mos
State Registrations3 states
COFLTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.