William Lam is a registered investment advisor, based in Canton, GA, with 27 years of industry experience.
Location
Canton, GA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William sells health insurance as an agent since 1998. This activity is not investment-related and takes a few hours per week.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
January 2004 - Present · 22 yrs 4 mos
Cetera Investment Advisers LLC
September 2003 - Present · 22 yrs 8 mos
Previous Registrations
Capital Brokerage CorporationBroker
June 1998 - January 2004 · 5 yrs 7 mos
State Registrations11 states
ALCOFLGAILMAMDNCNDORTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.