Ronald Lam
Ronald Lam is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Lake Oswego, OR, with 27 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
5000 Meadows Rd, Ste 450, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2017Customer Dispute
December 2015Employment Separation After Allegations
October 2015Customer Dispute
March 2009Customer Dispute
April 2005Other Business Activities
Ronald is associated with Wealthbridge Advisors, Inc. This investment-related activity takes about a quarter of his time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Wamu Investments, INC.
Wamu Investments, INC.Broker
Phillips & Company Securities INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.