RN
RN

Ricky Novick

27 Years of Experience
New York, NY
BrokerSells Insurance

Ricky Novick is a registered investment advisor, based in New York, NY, with 27 years of industry experience.

Location

1700 Broadway, 7th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ricky is an agent/president of Ricky Novick Insurance, selling non-variable insurance, dedicating about 10-20% of his time. He also works as a solicitor for Synergi Partners and is president of Ricky Novick Agency Corporation for tax purposes, spending about half his time on this.

Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Pensionmark Securities, LLCBroker
June 2021 - October 2025 · 4 yrs 4 mos
MML Investors Services, LLCBroker
March 2017 - June 2021 · 4 yrs 3 mos
Msi Financial Services, INC.Broker
November 2001 - March 2017 · 15 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
November 2001 - July 2007 · 5 yrs 8 mos
1717 Capital Management CompanyBroker
June 1998 - November 2001 · 3 yrs 5 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ricky Novick - Financial Advisor | TrueAdvisor