Gregory Lewis
Gregory Lewis is a CFP-designated registered investment advisor at Ells Financial Services LLC, based in Anaheim, CA, with 24 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
ELLS Financial Services does not directly manage your investments. Instead, they recommend Oppenheimer & Co. to manage your money. Oppenheimer typically charges up to 1% of the value of your portfolio annually. ELLS Financial Services receives 34% of the fee you pay to Oppenheimer.
Location
Anaheim, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is an independent insurance agent in Anaheim, CA, selling insurance products. This activity is not investment-related.
Employment History
Current Registrations
Ells Financial Services LLC
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer Asset Management
Fahnestock Asset Management
Cibc World Markets CORP.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.