Daniel Spencer
Daniel Spencer is a registered investment advisor at LPL Financial LLC, based in Sewickley, PA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Sewickley, PA
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2005Criminal
November 1992Other Business Activities
Daniel operates Blockhouse Wealth Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also works for the Pennsylvania Interscholastic Athletic Association, spending a few hours per week there.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Fort Frederica Capital, LLC
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Dean Witter Reynolds INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.