Donna Herme is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 North Westlake Boulevard, Suite 200, Westlake Village, CA, 91362
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2012 - Present · 13 yrs 9 mos
Morgan StanleyBroker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
RBC Capital Markets, LLC
November 2009 - September 2012 · 2 yrs 10 mos
RBC Capital Markets, LLCBroker
March 2002 - September 2012 · 10 yrs 6 mos
Sutro & CO. IncorporatedBroker
March 2001 - March 2002 · 1 yr
First Union Securities, INC.Broker
June 2000 - March 2001 · 9 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.