John Farmer
John Farmer is a CFP-designated registered investment advisor at LPL Financial LLC, based in East Greenwich, RI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1000 Division St, East Greenwich, RI, 02818
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2015Other Business Activities
John operates under the DBA Oceanpoint Investment Solutions for his LPL business since 2022.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citizens Investment Services
Citizens Securities, INC.Broker
Citizens Securities, INC.
LPL Financial Corporation
LPL Financial CorporationBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.