John Farmer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Warwick, RI, with 28 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
27 Strawberry Field Rd, Warwick, RI, 02886-3802
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2015Other Business Activities
John operates under the DBA Oceanpoint Investment Solutions for his LPL business since 2022.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Citizens Investment Services
Citizens Securities, INC.Broker
Citizens Securities, INC.
LPL Financial CorporationBroker
LPL Financial Corporation
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.Broker
Quick & Reilly, INC.
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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