TW
CFA
TW
CFA

Theodore Raymond Wozniak

25 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
15 advisors
Number of Clients
11 clients
Average Client Portfolio
$5.3B average
Assets Under Management
$58.8B

Fee Structure

Minimum Investment:$100M
Financial Planning:Investment management only
Minimum Annual Fee:$30,000
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Location

220 East Las Colinas Blvd., Suite 1200, Irving, TX, 75039-5500

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Theodore provides sales activities for American Beacon Advisors, an affiliate of Resolute Investment Distributors, Inc.

Employment History
Current Registrations
Resolute Investment Distributors, INC.
October 2024 - Present · 1 yr 4 mos
Resolute Investment Distributors, INC.Broker
October 2024 - Present · 1 yr 4 mos
American Beacon Advisors, INC.
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Sei Investments Distribution CO.Broker
October 2018 - October 2024 · 6 yrs
Victory Capital Advisers, INC.Broker
August 2016 - October 2018 · 2 yrs 2 mos
Rs Funds Distributor LLCBroker
June 2014 - August 2016 · 2 yrs 2 mos
Park Avenue Securities LLCBroker
August 2011 - April 2014 · 2 yrs 8 mos
Guardian Investor Services LLCBroker
January 2009 - June 2014 · 5 yrs 5 mos
Planco Financial Services, LLCBroker
August 2004 - January 2009 · 4 yrs 5 mos
Lockwood Advisors INC
January 2004 - July 2004 · 6 mos
Pershing LLCBroker
December 2003 - July 2004 · 7 mos
Lockwood Financial Services, INC.Broker
May 2000 - December 2003 · 3 yrs 7 mos
State Registrations53 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.