Barbara Vincent
Barbara Vincent is a registered investment advisor at Cetera Investment Advisers LLC, based in Alamo, CA, with 27 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Alamo, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Barbara is an independent insurance agent since 2010 and spends a few hours per week on insurance services. She also owns Vincent Financial Services, providing tax and accounting services on a full-time basis since 1994, and dedicates minimal time to Wymac Capital, Inc. to locate customers and process mortgage applications.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Carillon Investments, INC
Carillon Investments, INC.Broker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Cfs Brokerage CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.