Nina Chung is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1333 North California Boulevard, Suite 133, Walnut Creek, CA, 94596
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2013 - Present · 12 yrs 9 mos
Morgan StanleyBroker
October 2013 - Present · 12 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2004 - September 2013 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - September 2013 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
June 2000 - July 2004 · 4 yrs 1 mo
Goldman, Sachs & CO.Broker
December 1999 - June 2000 · 6 mos
Salomon Smith Barney INC.Broker
December 1998 - November 1999 · 11 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.