Alan R Pfeffer

Sentinel Pension Advisors INC

24 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Sentinel Pension Advisors INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

49 advisors

Number of Clients

2,281 clients

Average Client Portfolio

$4.7M average

Assets Under Management

$10.7B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

100 Quannapowitt Pkwy, Suite 402, Wakefield, MA, 01880

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Sentinel Pension Advisors, LLC.

July 2011 - Present · 14 yrs 7 mos

Sentinel Securities, LLC.

March 2009 - Present · 16 yrs 11 mos

Sentinel Securities, LLC.Broker

March 2009 - Present · 16 yrs 11 mos

Previous Registrations

Rampart Financial Services, INC.Broker

October 2005 - September 2006 · 11 mos

Walnut Street Securities, INC.Broker

August 2003 - September 2005 · 2 yrs 1 mo

Nathan & Lewis Securities, INC.Broker

June 1998 - August 2003 · 5 yrs 2 mos

State Registrations4 states

CTMANJNY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.