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Christopher Tingley

25 Years of Experience
Orchard Park, NY
Broker

Christopher Tingley is a registered investment advisor at Ascensus Investment Advisors, LLC, based in Orchard Park, NY, with 25 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 27 clients with $13B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
41 advisors
IM Fee
Planning only
Assets Under Management
$13.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Orchard Park, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ascensus Investment Advisors, LLC
February 2026 - Present · 8 mos
Ascensus Broker Dealer Services, LLC
February 2026 - Present · 8 mos
Ascensus Broker Dealer Services, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Nationwide Investment Advisors, LLC
October 2022 - October 2025 · 3 yrs
Nationwide Investment Services CorporationBroker
September 2022 - October 2025 · 3 yrs 1 mo
Transamerica Investors Securities CorporationBroker
July 2019 - August 2022 · 3 yrs 1 mo
Transamerica Capital, INC.Broker
March 2018 - July 2019 · 1 yr 4 mos
Fidelity Brokerage Services LLCBroker
June 2014 - February 2018 · 3 yrs 8 mos
Princor Financial Services Corporation
January 2008 - May 2014 · 6 yrs 4 mos
Princor Financial Services CorporationBroker
November 2005 - May 2014 · 8 yrs 6 mos
VALIC Financial Advisors, INC.Broker
May 2004 - October 2005 · 1 yr 5 mos
TD Waterhouse Investor Services, INC.Broker
March 2002 - January 2003 · 10 mos
Edward JonesBroker
February 2002 - March 2002 · 1 mo
Schwab Capital Markets L.P.Broker
June 2000 - December 2001 · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
March 1999 - June 2000 · 1 yr 3 mos
J.B. Oxford & CompanyBroker
August 1998 - February 1999 · 6 mos
State Registrations2 states
MANY
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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