Scott Spangler
Scott Spangler is a registered investment advisor at High Country Capital Management, based in Denver, CO, with 13 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 153 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees may be negotiable on portfolios over $10 million. In 2016, HCCM purchased the business of Miller Financial Services, LLC and agreed to grandfather in the firm’s then-current fee schedule. By special arrangement, the fees for these clients are invoiced quarterly in advance are as follows: Up to $1,000,000: 1.25%, $1,000,000 - $2,000,000: 1.00%, $2,000,000 - $10,000,000: 0.80%, $10,000,000 - $999,999,999: 0.50%
Fee Estimator
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is a licensed insurance broker at Silver Hills Partners, Ltd since 2011. This activity requires a few hours per week.
Employment History
Current Registrations
High Country Capital Management
Previous Registrations
Carden Capital LLC
Robert Grey an Sec Reg. Investment Advisor DBA Denver Money Mgr.
Ascent Capital Management
E*trade Advisory Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.