Adam Smith is a registered investment advisor at LPL Financial LLC, based in Salem, MA, with 17 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
One Salem Green, Salem, MA, 01970
Get directionsHistory
Regulatory History (3)
Financial
June 2019Financial
June 2019Financial
May 2019Other Business Activities
Adam operates under a DBA for his LPL business, Salem Five Investment Services, LLC, since 2022. He also works as a Wealth Representative for Salem Five Investment Services and Salem Five Wealth Advisors, dedicating a full-time commitment to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Financial Services LLCBroker
Fidelity Brokerage Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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