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Daniel Mcgrath

Ameriprise Financial Services, LLC
25 Years of Experience
Woburn, MA
2 DisclosuresBroker
View SEC Summary
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Daniel Mcgrath is a registered investment advisor at Ameriprise Financial Services, LLC, based in Woburn, MA, with 25 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

400 Tradecenter, Ste 5900, Woburn, MA, 01801

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Customer Dispute
June 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2014 - Present · 12 yrs 2 mos
Ameriprise Financial Services, LLC
August 2006 - Present · 20 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2006 - Present · 20 yrs 2 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
August 2005 - July 2006 · 11 mos
Ameriprise Financial Services, INC.Broker
July 2005 - September 2005 · 2 mos
Ids Life Insurance CompanyBroker
July 2005 - September 2005 · 2 mos
American Express Financial Advisors INC.Broker
October 1998 - October 2002 · 4 yrs
Ids Life Insurance CompanyBroker
October 1998 - October 2002 · 4 yrs
State Registrations25 states
AZCACOCTDCDEFLGAHIINMAMDMENCNHNJNMNVNYOHPARITNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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