Gregory Norman is a registered investment advisor, based in Irvine, CA, with 27 years of industry experience.
Location
9870 Research Drive, Irvine, CA, 92618
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory works as an agent in insurance, benefits, and human resources. This activity requires minimal time.
Employment History
Current Registrations
Cambridge Investment Research, INC.
May 2025 - Present · 1 yr
Cambridge Investment Research, INC.Broker
May 2025 - Present · 1 yr
Cooper Mcmanus
May 2025 - Present · 1 yr
Previous Registrations
Cuso Financial Services, L.P.Broker
June 2022 - May 2025 · 2 yrs 11 mos
Cuso Financial Services, L.P.
June 2022 - May 2025 · 2 yrs 11 mos
LPL Financial LLCBroker
May 2022 - June 2022 · 1 mo
LPL Financial LLC
May 2022 - June 2022 · 1 mo
CUNA Brokerage Services, INC.
May 2016 - May 2022 · 6 yrs
CUNA Brokerage Services, INC.Broker
May 2016 - May 2022 · 6 yrs
Cetera Advisor Networks LLC
July 2012 - May 2016 · 3 yrs 10 mos
Cetera Advisor Networks LLCBroker
August 2005 - May 2016 · 10 yrs 9 mos
Fidelity Brokerage Services LLCBroker
April 2005 - June 2005 · 2 mos
Financial Network Investment CorporationBroker
December 2004 - April 2005 · 4 mos
Wm Financial Services, INC.Broker
December 2004 - December 2004 · 0 mos
Bancwest Investment Services, INC.Broker
November 2003 - November 2004 · 1 yr
Bancwest Investment Services, INC.
November 2003 - July 2004 · 8 mos
A. G. Edwards & Sons, INC.
March 2001 - October 2003 · 2 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
October 2000 - October 2003 · 3 yrs
Financial Network Investment CorporationBroker
January 2000 - October 2000 · 9 mos
PFS Investments INC.Broker
September 1998 - January 2000 · 1 yr 4 mos
State Registrations3 states
AZCANV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.