Donald Heatherly
Donald Heatherly is a registered investment advisor at HK Private Client, LLC, based in Naperville, IL, with 21 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 109 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.90% |
| $4.0M - $6.0M | 0.80% |
| $6.0M - $10.0M | 0.70% |
| $10M+ | 0.70% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Location
1776 Legacy Circle, Suite 111, Naperville, IL, 60563
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2017Customer Dispute
February 2007Other Business ActivitiesSells Insurance
Donald is licensed to sell life, health, and long-term care insurance.
Employment History
Current Registrations
HK Private Client, LLC
Previous Registrations
Fifth Third Securities, INC.Broker
Northern Trust Securities, INC.Broker
BMO Harris Financial Advisors, INC.Broker
BMO Harris Financial Advisors, INC
Fifth Third Securities, INC.
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.