TK
TK

Todd Kemp

28 Years of Experience
Oakbrook Terrace, IL
1 DisclosureBrokerSells Insurance

Todd Kemp is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Oakbrook Terrace, IL, with 28 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

One Trans Am Plaza, Oakbrook Terrace, IL, 60181

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Denied
Other Business ActivitiesSells Insurance

Todd sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. He also works as a registry instructor for the Heartland Institute of Financial Education (full-time), is the owner of The Kemp Group (minimal time), and offers estate planning services as an associate with Net Law.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
June 2009 - January 2012 · 2 yrs 7 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
July 1998 - April 2002 · 3 yrs 9 mos
State Registrations11 states
CACOILMIMONCNYTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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