TK
TK

Todd Kemp

27 Years of Experience
Oakbrook Terrace, IL
1 DisclosureBrokerSells Insurance

Todd Kemp is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Oakbrook Terrace, IL, with 27 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,440 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1071 advisors
Number of Clients
42,440 clients
Average Client Portfolio
$41K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10
Investment management only (planning not offered)
Minimum Annual Fee:$35

Transamerica Financial Advisors (TFA) offers several investment management programs, including:

  • Third-Party Money Management Programs: TFA Advisors can connect you with third-party money managers (TPMMs) who manage model portfolios. Fees are specific to the TPMM you select.
  • Transamerica® ONE Wealth Management Platform: This is a wrap fee program with a single fee for services. The total annual program fee does not exceed 2.0%.
  • Transamerica® ALPHA Digital Investment Program: This program uses Betterment's platform. The total annual advisory fee ranges from 0.65% to 0.95%.
  • TFA365 Advisory Program: This is a wrap fee program. The total annual program fee does not exceed 2.75%. A minimum annual account fee applies to accounts that fall below the program account minimum. For the Strategist Program and the Unified Managed Account Program, the minimum annual account fee is $35 (account minimum: $25,000). For the Separately Managed Account Program, the minimum annual account fee is $150 (account minimum: $100,000).
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Location

One Trans Am Plaza, Oakbrook Terrace, IL, 60181

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History

Regulatory History (1)
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Customer Dispute
May 2006
Denied
Other Business ActivitiesSells Insurance

Todd sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. He also works as a registry instructor for the Heartland Institute of Financial Education (full-time), is the owner of The Kemp Group (minimal time), and offers estate planning services as an associate with Net Law.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 4 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Investment Advisors International, INC.
June 2009 - January 2012 · 2 yrs 7 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
July 1998 - April 2002 · 3 yrs 9 mos
State Registrations11 states
CACOILMIMONCNYTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.