SP
SP

Sandy Poon-Wing

25 Years of Experience
New York, NY
Broker

Sandy Poon-Wing is a registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Penn Plaza, 43rd Floor, New York, NY, 10119

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sandy owns rental real estate property in Little Neck, New York since 2022, dedicating minimal time after business hours to property management. This activity is investment-related.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2004 - June 2009 · 5 yrs 4 mos
Citicorp Investment ServicesBroker
August 2003 - February 2004 · 6 mos
Salomon Smith Barney INC.Broker
March 1999 - January 2002 · 2 yrs 10 mos
State Registrations29 states
AZCACOCTDCDEFLGAHIILMAMDMIMNNCNENHNJNYOHPARISCSDTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sandy Poon-Wing - Financial Advisor | TrueAdvisor