James Thompson is a registered investment advisor at Alliancebernstein L.P., based in Philadelphia, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 26,445 clients with $710B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AB is compensated based on a percentage of your portfolio. This fee is generally charged quarterly. The specific percentage may be negotiable depending on factors such as the type of client, complexity of the situation, and the size of the overall relationship. If your assets are invested in a registered investment company managed by AB, those assets are subject to the investment company's management fee. If you are a client of Bernstein Private Wealth Services, your fee is all-inclusive and deducted quarterly from your account at Bernstein LLC.
Location
1735 Market Street, Suite 3800, Philadelphia, PA, 19103
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLC
Sanford C. Bernstein & CO., LLCBroker
Previous Registrations
Alliancebernstein Investments, INC.Broker
Ing Financial Advisers, LLCBroker
Directed Services LLCBroker
Sei Investments Distribution CO.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.