Scott Syphers is a registered investment advisor at Broad Reach Capital LLC, based in Raleigh, NC, with 23 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 22 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $4.0M | 0.80% |
| $4M+ | 0.60% |
The above fee schedule does not apply to legacy clients whose fees are based upon their current investment management agreements. At our discretion, we may combine the account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Location
1101 Haynes St, Suite 213, Raleigh, NC, 27604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is a member of Broad Reach Capital, LLC, where Wealth Preservation Group, LLC primarily conducts advisory business, and Broad Reach Partners LLC, a management services company. He also serves on the board of directors for several insurance-related entities and dedicates minimal time to each of these roles.
Employment History
Current Registrations
Broad Reach Capital LLC
Previous Registrations
Quantum Capital, LLCBroker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.