Scott Syphers is a registered investment advisor at Broad Reach Capital LLC, based in Raleigh, NC, with 23 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.80% |
| $4M+ | 0.60% |
Fees are negotiable. The minimum account size is $1,000,000, though the firm may waive it at its discretion.
Fee Estimator
Location
1101 Haynes St, Suite 213, Raleigh, NC, 27604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is a member of Broad Reach Capital, LLC, where Wealth Preservation Group, LLC primarily conducts advisory business, and Broad Reach Partners LLC, a management services company. He also serves on the board of directors for several insurance-related entities and dedicates minimal time to each of these roles.
Employment History
Current Registrations
Broad Reach Capital LLC
Previous Registrations
Quantum Capital, LLCBroker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Stuart Strickland, CFPWells Fargo Advisors
- Draven Sneed, CFPLPL Financial LLC
- Michael Venter, CFAStrategic Advisers LLC
- Michael Palmer, CFPArk Royal Wealth Management LLC
- Teresa Yent, ChFCUSA Financial Securities LLC
- Joseph Aulisi, CFPFoundry Financial LLC