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Yung Yi is a registered investment advisor at Wells Fargo Advisors, based in Camarillo, CA, with 25 years of industry experience. Yung is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
5000 Santa Rosa Rd, Camarillo, CA, 93012
Get directionsHistory
Regulatory History (5)
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Financial
June 2018Final
Financial
May 2018Final
Financial
May 2018Final
Customer Dispute
March 2003Closed-No Action
Customer Dispute
January 2003Closed-No Action
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
March 2016 - April 2024 · 8 yrs 1 mo
J.P. Morgan Securities LLC
March 2016 - April 2024 · 8 yrs 1 mo
Edward Jones
October 2011 - January 2016 · 4 yrs 3 mos
Edward JonesBroker
July 2011 - January 2016 · 4 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2007 - July 2011 · 4 yrs 2 mos
Citicorp Investment ServicesBroker
May 2006 - May 2007 · 1 yr
AXA Advisors, LLC
April 2001 - August 2003 · 2 yrs 4 mos
AXA Advisors, LLCBroker
June 1998 - August 2003 · 5 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1998 - January 2000 · 1 yr 7 mos
State Registrations5 states
CAGANVTNUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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