Zachary Schroer is a registered investment advisor at LPL Financial LLC, based in Indianapolis, IN, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1400 West Raymond Drop 4901, Indianapolis, IN, 46285
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Zachary works on FINRA arbitration cases as an identity expert, dedicating minimal time. He also operates under the DBA Elements Wealth Management for his LPL business, spending about a quarter of his time, and works as an exam proctor for FI360, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Watermark Wealth Management, LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Strong Investments, INC.Broker
Strong Capital Management INC
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Raymond James Financial Services, INC.Broker
Morgan Stanley Dw INC.Broker
Banc One Securities CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.