TrueAdvisor
TrueAdvisor
JH
JH

Jorge Hollander

Oppenheimer & CO. INC.
22 Years of Experience
The Woodlands, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Jorge Hollander is a registered investment advisor at Oppenheimer & CO. INC., based in The Woodlands, TX, with 22 years of industry experience. Jorge is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Research Forest Lakeside Building 4, 2445 Technology Forest Boulevard - Suite 510, The Woodlands, TX, 77381

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 2007
Final Disposition
Criminal
August 2004
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jorge owns an apartment at 401 Webster and is a trustee of the ARHO Revocable Living Trust. He also owns ARHO Properties LLC, a Texas LLC involved in owning and renting real estate.

Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
April 2021 - Present · 5 yrs 6 mos
Oppenheimer & CO. INC.
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2016 - April 2021 · 5 yrs
Wells Fargo Clearing Services, LLC
April 2016 - April 2021 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - April 2016 · 11 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - April 2016 · 11 yrs 9 mos
Gamma Capital Securities, INCBroker
June 2001 - February 2002 · 8 mos
State Registrations12 states
AZCACODEFLILLANYPATXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in The Woodlands, TX →All financial advisors in Texas →